Reflections on the limited adoption of global product sustainability certification among the smallholder tea farmers in the selected sub-regions of Western Uganda

Document Type : Original Article

Authors

1 Faculty of Social Sciences, Kabale University, Uganda

2 Faculty of Agriculture and Environmental Sciences, Kabale University, Uganda

3 School of Environmental and Earth Sciences, Pwani University, Kenya

Abstract

The aim of the study was to examine the reflections on limited adoption of global product sustainability certification among smallholder tea farmers in selected sub-regions of Western Uganda, focusing on identifying barriers and opportunities for enhanced participation. The study aimed to: (1) examine intricacies limiting massive uptake of global product sustainability certification practices among smallholder tea farmers; (2) establish relationships between sustainability certification enrollment fees, costs, and potential benefits; and (3) ascertain the relationship between Rainforest Alliance participation and access to high-end European value chain markets. A mixed-methods convergent parallel design was employed, integrating quantitative surveys from 384 smallholder farmers with qualitative interviews from key informants. Data collection utilized structured questionnaires and semi-structured interview guides, complemented by desk studies reviewing peer-reviewed literature and policy documents. It was found that there was a strong positive correlation between certification enrollment fees and farmer benefits (R=0.843, R²=0.710), indicating that 71% of benefit variation is explained by enrollment fees. Rainforest alliance participation demonstrated a strong relationship with European market access (R=0.890, R²=0.791), with 79.1% of market access variability explained by certification participation. Global certification levels strongly correlated with massive smallholder uptake (r=0.769), confirming the critical role of scale in driving adoption. There is need to promote group certification models, enhance capacity-building initiatives, strengthen value chain partnerships, and develop supportive policy frameworks to facilitate widespread adoption.

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